Compliance teams don’t always need more advice. Sometimes they need more capacity or timely access to specialist support.

Financial services organisations face a growing range of recurring compliance activities: monitoring and testing, regulatory returns, licence obligations, regulatory change, privacy assessments, incident management and reporting.

For many organisations, the challenge isn’t knowing what needs to be done.

It’s having enough capacity, specialist capability and time to do it consistently, on schedule, to the right standard and sustainably.

That’s why Mosaic is launching its Compliance as a Service offering.

Rather than replacing a client’s compliance function, Mosaic works alongside it. The client retains accountability, decision-making and its relationship with regulators. Mosaic provides additional capacity and specialist expertise on an ongoing basis where it is needed.

Support can be tailored to include:

• compliance monitoring and testing;
• regulatory returns and licence obligations;
• regulatory change and policy, obligations & controls management;
• privacy and Privacy Impact Assessments;
• incidents and remediation tracking;
• management and Board reporting; and
• specialist compliance support when required.

The idea is simple: give compliance teams access to scalable capability without requiring every capability to be maintained in-house.

For smaller and mid-sized organisations, that may mean additional capacity across the compliance programme. For larger organisations, it may mean using individual modules such as privacy assessments, regulatory change or specialist reviews.

Compliance accountability stays with the organisation. The workload doesn’t all have to.

Mosaic Compliance as a Service: practical compliance capacity, when and where it's needed.

‍Get in touch to find out how we can help.