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Perspective
Let’s start with the stick figure!
Business design. Or business architecture. This is to be celebrated as a means resolving that actual business problem
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GRC
Conduct
Enhancing Customer Trust through Effective Remediation
When it comes to business, trust is everything. Trust builds strong customer relationships, fosters brand loyalty and
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Funds
Perspective
FMA consults on proposed liquidity risk management
Three months ago, I posted some comments regarding an FCA publication on liquidity risk management for fund managers.
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Banking
Perspective
A view on the market study into Personal Banking Services in NZ
On August 10th, the Commerce Commission released the “Preliminary Issues Paper” on the Market study into Personal Bankin
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GRC
Conduct
The death of CoFI? But do principles ever die?
At the Financial Services Council conference last week, the National Party made a policy announcement stating that if
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Banking
Perspective
Simplified view of the Deposit Takers Act
Deposit Takers Act 2023 diagram – The challenge of meeting the technical requirements to effectively implement a Deposit
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Banking
Perspective
RBNZ releases first stage of public consultation on Deposit Takers Act 2023
The Reserve Bank of NZ (RBNZ) has released the first stage of public consultation on the Deposit Takers Act 2023
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Banking
Perspective
ISO20022 – More than a Compliance Project?
Unless they have been living under a rock for the last five years, every person remotely involved in global payments
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Banking
Perspective
The New Deposit Takers Act has been passed...we can sleep easy soon!
We can sleep easy soon… the New Deposit Takers Act has been passed, and the Deposit-takers Compensation Scheme
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Privacy
Perspective
European Commission adopts adequacy decision for the EU-US Data Privacy Framework
Last night, the European Commission adopted its adequacy decision for the EU-U.S. Data Privacy Framework.
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Technology
Perspective
Revolut has landed in New Zealand
Barbarians at the gate? I have just done a search on “Revolut New Zealand” across Linkedin and this has only 1 mention.
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Sustainability
Perspective
Meeting Climate Legislative Requirements – Needs to bring a genuine culture and conduct shift
As per the FMA’s latest work programme, two new legislative regimes are coming into effect between 2023 and 2025
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GRC
Risk
APRA in the process of introducing a new prudential standard
APRA is in the process of introducing a new prudential standard (CPS 230) designed to strengthen the management of
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GRC
Risk
Risk creep - How risky behaviour spreads
I’ve done a couple of posts recently that highlight the importance of understanding behaviour and how critical it is to
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Privacy
Perspective
Applying The Privacy Act 2020 in the Digital Age – Infographic
Mosaic has developed a new Infographic which depicts how the Privacy Act 2020 is applied in the digital age...
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GRC
Risk
Non-financial risk will be the regulatory theme of the 2020s
As the understanding of and connection between risk management and behavioural science continues to evolve, it will be
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Funds
Perspective
MIS Managers (ie, Boards and Senior Management), are you leveraging your licensed supervisor’s independent observations, insights, and knowledge?
We have finally digested the FMA’s Managed Investment Scheme Sector Risk Assessment (SRA)...
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Funds
Perspective
Are you leveraging your licensed supervisor's independent observations, insights, and knowledge?
MIS managers (i.e., boards and senior management), are you leveraging your licensed supervisor's independent observation
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GRC
Risk
APRA Risk Culture survey results for Banks
In mid-November 2022, APRA released the results from their most recent Risk Culture survey. The survey was provided...
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GRC
Conduct
Looking for CoFI Guidance this Christmas? Watch The Castle – “It’s the vibe of the thing.”
With the FMA recently releasing its Conduct of Financial Institutions licensing materials, it was a timely reminder...
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Sustainability
Perspective
Climate Related Disclosures become mandatory in NZ – It's all about data
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